Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven James Fraser is a financial advisor with over 5 years of experience in the industry. Steven currently works at Valic Financial Advisors, Inc. and has been a registered representative with this firm since September 2022. Before joining Valic Financial Advisors, Inc., Steven was a registered representative for Wells Fargo Clearing Services, LLC and Northwestern Mutual Investment Services, LLC. Steven is licensed in Alabama, Florida, Georgia, and North Carolina. Steven holds a Series 6, 7, 63, and 66 licenses and has completed the SIE exam. Steven is a specialist in the following areas: fixed income, equity securities, mutual funds, and variable life insurance. Steven has experience working with individuals, corporations, and high net worth individuals. Steven is passionate about helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Recommend wrap accounts to clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
10/11/2024 - Present
Valic Financial Advisors, Inc. (BOCA RATON FL)
FL
01/12/2022 - 09/07/2022
WELLS FARGO CLEARING SERVICES, LLC (BOYNTON BEACH FL)
FL
11/20/2020 - 01/07/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PALM BCH GDNS FL)
FL
09/01/2020 - 10/28/2020
VALIC FINANCIAL ADVISORS, INC. (BOCA RATON FL)
FL
10/31/2017 - 09/15/2020
WELLS FARGO CLEARING SERVICES, LLC (PALM BEACH GARDENS FL)
BOTH
Issued 02/08/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/09/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/12/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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