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Steven James Ehrenkranz

UBS Securities LLC

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About Steven James Ehrenkranz

Steven James Ehrenkranz is a financial professional with over 20 years of experience in the industry. Currently, Steven is registered with UBS Securities LLC, a well-known financial services firm. Steven previously worked with Stuart Frankel & Co., Incorporated and CIBC World Markets Corp. Steven holds several professional licenses, including Series 7, 24, 25, 55, 57TO, and 63. Steven holds licenses to provide financial advice in all 50 states.

Firm Information

Steven Ehrenkranz is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Ehrenkranz’s Registration & Firm History

NY

01/09/2014 - Present

UBS Securities LLC (NEW YORK NY)

NY

01/28/2003 - 01/10/2014

STUART FRANKEL & CO., INCORPORATED (GREAT NECK NY)

NY

03/17/1999 - 01/22/2002

CIBC WORLD MARKETS CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/05/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/31/2015

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/24/2009

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/04/2003

Series 25 - NYSE Trading Assistant Examination

BC

Issued 03/16/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Steven James Ehrenkranz.
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