Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Depaul is a financial advisor with over 30 years of experience in the financial services industry. Steven has a Series 7 and Series 63 license and is registered with Wells Fargo Clearing Services, LLC in Pennsylvania. Steven specializes in providing financial planning, portfolio management, and investment consulting services to individuals, businesses, and institutions. He has a strong track record of success in helping clients achieve their financial goals. Steven is committed to providing his clients with personalized, comprehensive financial advice and guidance. Steven has held previous roles with A.G. Edwards & Sons, Inc., PNC Brokerage Corp, PNC Securities Corp, American Express Financial Advisors Inc., and IDS Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
09/20/2016 - Present
Wells Fargo Clearing Services, LLC (DOYLESTOWN PA)
PA
12/16/1994 - 01/03/2008
A. G. EDWARDS & SONS, INC. (HORSHAM PA)
PA
04/18/1994 - 10/28/1994
PNC BROKERAGE CORP (PITTSBURGH PA)
PA
12/18/1991 - 04/15/1994
PNC SECURITIES CORP (PITTSBURGH PA)
MN
01/04/1991 - 05/15/1991
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/04/1991 - 05/15/1991
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 01/22/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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