Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Cervino is a financial advisor at UBS Financial Services Inc. with over 9 years of experience in the financial services industry. Steven has been registered with the Securities and Exchange Commission since April 2014 and holds Series 7, 66, and SIE licenses. Steven specializes in providing financial advice and portfolio management services for high-net-worth individuals, businesses, and charitable organizations. Steven is registered to conduct business in 53 states and the District of Columbia, as well as Puerto Rico and the Virgin Islands. Prior to joining UBS Financial Services Inc., Steven worked as a financial advisor at MORGAN STANLEY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
02/23/2018 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
04/24/2014 - 02/20/2018
MORGAN STANLEY (NEW YORK NY)
BOTH
Issued 06/23/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2014
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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