Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Vitale, is a financial advisor with Stifel, Nicolaus & Company, Inc., where he has been employed since September 2020. Steven has over 25 years of experience in the financial services industry, starting his career at Continental Broker-Dealer Corp. in 1995. Steven is a CERTIFIED FINANCIAL PLANNER™ and a CHARTERED FINANCIAL ANALYST®. Steven is also a registered representative in 22 states, and holds a Series 7, Series 3, Series 24, Series 31, and Series 63 licenses. Steven is also a registered investment advisor in New York and Texas. Steven provides a wide range of financial services, including investment advisory services, financial planning, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/25/2020 - Present
Stifel, Nicolaus & Company, Inc. (MELVILLE NY)
NY
09/05/2008 - 10/06/2020
UBS FINANCIAL SERVICES INC. (MELVILLE NY)
NY
04/02/2007 - 09/09/2008
MORGAN STANLEY & CO. INCORPORATED (MELVILLE NY)
NY
10/12/1998 - 04/02/2007
MORGAN STANLEY DW INC. (MELVILLE NY)
NY
11/02/1995 - 10/13/1998
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
IA
Issued 10/19/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/08/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2002
Series 3 - National Commodity Futures Examination
BC
Issued 07/30/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 11/01/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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