Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Schenck is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Steven has been in the financial services industry since November 1999. Steven has a Series 3, 7, 31, 63 and 65 licenses. Steven is registered in Indiana and Texas. Steven is also registered with FINRA and has been with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2007. Steven has prior experience with Morgan Stanley & Co., Incorporated, Morgan Stanley DW Inc., and Prudential Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
09/10/2007 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (INDIANAPOLIS IN)
IN
04/02/2007 - 06/05/2007
MORGAN STANLEY & CO., INCORPORATED (INDIANAPOLIS IN)
IN
06/06/2003 - 04/02/2007
MORGAN STANLEY DW INC. (INDIANAPOLIS IN)
NY
11/23/1999 - 06/09/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 12/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/01/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2011
Series 3 - National Commodity Futures Examination
BC
Issued 03/18/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 11/22/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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