Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven J. Sanchez is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Sanchez has been in the industry since 1987 and has held registrations with BANC OF AMERICA INVESTMENT SERVICES, INC., BA INVESTMENT SERVICES, INC., and SECURITY PACIFIC INVESTMENT FUNDS, INC. Sanchez holds Series 6, 7, 52, 63, and 65 licenses as well as the SIE license. Sanchez's current registrations are with Merrill Lynch, Pierce, Fenner & Smith Inc. in California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PASADENA CA)
CA
07/12/1999 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (LOS ANGELES CA)
CA
05/26/1988 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
NA
04/15/1987 - 03/14/1988
SECURITY PACIFIC INVESTMENT FUNDS, INC.
IA
Issued 03/07/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/11/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1988
Series 7 - General Securities Representative Examination
BC
Issued 06/16/1987
Series 52 - Municipal Securities Representative Examination
BC
Issued 04/14/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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