Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Rastrelli is an investment advisor with over 25 years of experience in the financial services industry. Steven currently works at Wells Fargo Clearing Services, LLC in Indianapolis, Indiana. Steven previously worked at PNC Investments and J.P. Morgan Securities LLC in Indiana, and BANC ONE SECURITIES CORPORATION in Chicago, Illinois. Steven holds Series 6, 7, 63, 66 and SIE licenses. Steven specializes in providing investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisors, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
05/09/2024 - Present
Wells Fargo Clearing Services, LLC (INDIANAPOLIS IN)
IN
04/03/2015 - 05/14/2024
PNC INVESTMENTS (SHELBYVILLE IN)
IN
10/01/2012 - 04/08/2015
J.P. MORGAN SECURITIES LLC (INDIANAPOLIS IN)
IN
07/06/2005 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (INDIANAPOLIS IN)
IL
02/19/1999 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 07/08/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/24/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2004
Series 7 - General Securities Representative Examination
BC
Issued 02/18/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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