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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven J. Frith is a financial advisor with over 11 years of experience. Steven J. Frith is registered with LPL Financial LLC and has a Series 7, Series 66, and SIE license. Steven J. Frith specializes in providing financial planning, portfolio management, and other advisory services to individuals, corporations, and charitable organizations. Steven J. Frith is also registered as an Investment Advisor Representative in California and Texas. LPL Financial LLC is a leading independent broker-dealer and investment advisor. The firm provides a wide range of financial products and services to individuals, businesses, and institutions. LPL Financial LLC is committed to providing its clients with personalized service and a high level of expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
01/17/2014 - Present
LPL Financial LLC (DAVIS CA)
BOTH
Issued 03/29/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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