Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven J Cochlan is a financial advisor who has been in the industry since 1986. Steven is currently registered with Kestra Investment Services, LLC and has a strong background in the financial services industry. Steven is a licensed general securities representative and has experience working with clients to meet their financial goals. Steven has worked with clients to meet their financial goals in a variety of firms including LPL Financial LLC, Northwestern Mutual Investment Services, LLC and Securities America, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
04/03/2017 - Present
Kestra Investment Services, LLC (Warrington PA)
IL
04/15/2011 - 04/13/2017
LPL FINANCIAL LLC (CLAREDON HILLS IL)
IL
12/11/2003 - 04/18/2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CLARENDON HLS IL)
NE
02/18/2000 - 12/12/2003
SECURITIES AMERICA, INC. (LAVISTA NE)
MA
12/09/1994 - 02/25/2000
MUTUAL SERVICE CORPORATION (BOSTON MA)
PA
11/12/1992 - 11/15/1994
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
NA
04/08/1987 - 05/17/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
01/02/1988 - 03/29/1988
MML INVESTORS SERVICES, INC.
NA
09/29/1983 - 01/02/1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
NA
08/09/1983 - 06/12/1985
INTEGRATED RESOURCES EQUITY CORPORATION
NA
01/07/1983 - 09/20/1983
MML INVESTORS SERVICES, INC.
NA
11/30/1982 - 09/06/1983
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
BC
Issued 12/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
BC
Issued 02/11/1983
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 11/29/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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