Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Lauterbach is a financial advisor with Oppenheimer & Co. Inc. Steven has been a registered representative for over 35 years and is licensed to provide securities and investment advisory services in multiple states. Steven has a diverse background in the financial industry, having previously worked at firms such as CIBC World Markets Corp., Prudential Securities Incorporated, and Dominick & Dominick, Incorporated. Steven specializes in providing financial planning, portfolio management, and investment advisory services for individuals, businesses, and institutional clients. Steven has demonstrated expertise in various financial products and services, including securities, commodities, and investment management. Steven holds Series 3, 7, 63, and 65 licenses, as well as the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
01/03/2003 - Present
Oppenheimer & Co. Inc. (DALLAS TX)
NY
02/12/1999 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
06/09/1987 - 02/16/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
01/09/1987 - 06/10/1987
DOMINICK & DOMINICK, INCORPORATED
NA
10/24/1986 - 01/13/1987
FIRST JERSEY SECURITIES, INC.
IA
Issued 12/14/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/25/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/18/1987
Series 3 - National Commodity Futures Examination
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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