Unclaimed
Steven Ira Miller is a registered representative with Bernstein Institutional Services LLC. Steven has been in the financial services industry since 1993 and has held previous positions with Sanford C. Bernstein & Co., LLC, J.P. Morgan Securities Inc., Bear, Stearns & Co. Inc., Prudential Equity Group, Inc., and Lehman Brothers Inc. Steven is a Series 7, Series 9, Series 10, Series 24, Series 4, Series 57TO, Series 99TO, and Series 63 licensed professional. Steven is registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
1
2
NY
03/29/2024 - Present
Bernstein Institutional Services LLC (NEW YORK NY)
NY
07/23/2009 - 03/29/2024
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
10/01/2008 - 07/24/2009
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
06/02/2008 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
09/10/2003 - 06/02/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
05/24/1994 - 09/10/2003
PRUDENTIAL EQUITY GROUP, INC. (NEW YORK NY)
NY
11/13/1991 - 03/29/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 11/20/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2014
Series 24 - General Securities Principal Examination
BC
Issued 08/02/2010
Series 4 - Registered Options Principal Examination
BC
Issued 11/09/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/14/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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