Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Yeh is a financial professional with over 30 years of experience in the industry. Steven has been registered with Cambridge Investment Research Advisors, Inc. since November 2024. Steven also previously worked at INVEST Financial Corporation, Lincoln Financial Securities Corporation, MetLife Securities Inc., Metropolitan Life Insurance Company, Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, Jefferson Pilot Securities Corporation, Signator Investors, Inc., Hornor, Townsend & Kent, Inc. and American Express Financial Advisors Inc. Steven has passed Series 63, Series 65, Series 7, Series 24 and SIE exams. Steven is registered to provide investment advisory services in the following states: California, District of Columbia, Florida, Georgia, New Jersey, New York, Pennsylvania and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NY
11/01/2024 - Present
Cambridge Investment Research Advisors, Inc. (Amherst NY)
NY
02/03/2009 - 12/04/2017
INVEST FINANCIAL CORPORATION (AMHERST NY)
NY
01/24/2006 - 02/04/2009
LINCOLN FINANCIAL SECURITIES CORPORATION (AMHERST NY)
MA
04/11/2005 - 10/11/2005
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/11/2005 - 10/11/2005
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IN
02/27/2004 - 04/13/2005
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
02/27/2004 - 04/13/2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
IN
10/15/2001 - 02/11/2004
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
MA
06/13/2000 - 10/17/2001
SIGNATOR INVESTORS, INC. (BOSTON MA)
IN
05/01/2001 - 05/09/2001
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
PA
01/12/1993 - 05/18/2000
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
MA
08/14/1991 - 10/16/1992
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/14/1991 - 10/16/1992
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MN
06/03/1991 - 07/02/1991
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/03/1991 - 07/02/1991
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 10/12/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/31/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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