Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Hyman Golber is a financial advisor with Wells Fargo Clearing Services, LLC, and has over 47 years of experience in the industry. Steven has held several roles in the financial sector, including positions with Principal Financial Securities, Inc., Prudential Securities Incorporated, Drexel Burnham Lambert Incorporated, A.G. Becker Paribas Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Steven currently holds Series 7, 9, 10, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
03/12/2015 - Present
Wells Fargo Clearing Services, LLC (CHICAGO IL)
TX
07/24/1995 - 05/11/1998
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
NY
05/26/1989 - 08/02/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
08/31/1984 - 06/19/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
08/31/1981 - 09/28/1984
A.G. BECKER PARIBAS INCORPORATED
NA
09/26/1978 - 09/24/1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
07/22/1976 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 06/28/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/10/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/23/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1977
PC - AMEX Put and Call Exam
BC
Issued 07/17/1976
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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