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Steven Hugh Dubin

Capital Analysts

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About Steven Hugh Dubin

Steven Dubin is an investment advisor representative with over 40 years of experience in the financial services industry. Steven has been registered with the Securities and Exchange Commission (SEC) as an investment advisor representative since 2012. Previously, Steven held a variety of roles at various firms including Capital Analysts, Incorporated and John Hancock Distributors, Inc. Steven is currently registered with Capital Analysts. Steven holds Series 7, Series 63 and Series 1 licenses.

Firm Information

Steven Dubin is currently registered with Capital Analysts. Capital Analysts, located in FORT WASHINGTON, PA, is a registered investment advisor with approximately $7,095,906,836 in regulatory assets under management. The firm offers investment advisory services to individuals, businesses, pension plans, and charitable organizations. Capital Analysts also participates in wrap fee programs.
Capital Analysts

601 OFFICE CENTER DRIVE

FORT WASHINGTON, PA 19034-3232

$7.10B

Assets Under Management

74

Total Clients

63

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Steven Dubin’s Registration & Firm History

MA

09/20/2012 - Present

Capital Analysts (Braintree MA)

MA

05/02/1977 - 06/01/2012

CAPITAL ANALYSTS, INCORPORATED (QUINCY MA)

MA

05/01/1997 - 07/08/1998

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

07/02/1993 - 05/01/1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

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Licenses & Designations

BC

Issued 02/03/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/23/1977

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Steven Hugh Dubin. Review regulatory record here.
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