Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Hsieh is a registered representative and investment advisor representative with Neuberger Berman BD LLC. Steven has been in the industry since January 2010. Steven has a Series 7, Series 66 and SIE. Steven is registered in New Jersey and New York. Steven was previously registered with CREDIT SUISSE SECURITIES (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
03/25/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
01/06/2010 - 05/18/2012
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BOTH
Issued 04/25/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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