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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Hrones is an investment advisor representative with UBS Financial Services Inc. Steven has been working in the financial services industry since January 2001. Prior to joining UBS, Steven worked at Stifel, Nicolaus & Company, Incorporated and Wachovia Securities, LLC. Steven holds the Series 7, 9, 10, and 66 licenses. Steven is registered to provide investment advisory services in Alabama, Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Idaho, Maryland, New Jersey, New Mexico, New York, North Carolina, Ohio, Pennsylvania, Texas, Virginia, West Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
DC
06/15/2022 - Present
UBS Financial Services Inc. (WASHINGTON DC)
MD
11/17/2008 - 04/24/2020
STIFEL, NICOLAUS & COMPANY, INCORPORATED (FREDERICK MD)
DC
01/01/2008 - 11/21/2008
WACHOVIA SECURITIES, LLC (WASHINGTON DC)
DC
01/06/2001 - 01/03/2008
A. G. EDWARDS & SONS, INC. (WASHINGTON DC)
BOTH
Issued 05/08/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/11/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/10/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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