Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Turtz is a financial advisor with over 20 years of experience in the industry. Steven has worked with a number of financial institutions, including CUNA Brokerage Services, Inc., LPL Financial LLC, and UnionBanc Investment Services, LLC. Steven currently holds a Series 6 and a Series 63 license, as well as the SIE exam. Steven is also a registered representative with LPL Financial LLC in Waverly, IA. Steven is dedicated to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IA
05/18/2022 - Present
LPL Financial LLC (Waverly IA)
IA
02/22/2018 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
CA
07/05/2013 - 01/24/2018
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
05/09/2013 - 06/10/2013
UNIONBANC INVESTMENT SERVICES, LLC (LAJOLLA CA)
TN
08/11/2011 - 03/07/2013
P.J. ROBB VARIABLE CORPORATION (MEMPHIS TN)
GA
01/09/2009 - 07/11/2011
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
MI
06/23/2006 - 12/31/2008
COMERICA SECURITIES (DETROIT MI)
TX
08/25/2005 - 06/26/2006
NFP SECURITIES, INC. (AUSTIN TX)
IN
02/08/2005 - 08/29/2005
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
CA
12/13/2000 - 07/29/2004
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
MN
09/04/1998 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
IA
01/09/1998 - 06/08/1998
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NY
07/10/1997 - 01/15/1998
WESTERN CAPITAL FINANCIAL GROUP (NEW YORK NY)
BC
Issued 08/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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