Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Rich is a financial advisor at Nylife Distributors LLC. Steven has been in the financial services industry since 1994. Steven holds the Series 7, Series 24, and Series 63 licenses. Steven is currently registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
08/13/2004 - Present
Nylife Distributors LLC (Princeton NJ)
NY
04/18/1995 - 08/12/2004
NYLIFE SECURITIES INC. (NEW YORK NY)
NY
05/17/1994 - 01/19/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 05/24/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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