Unclaimed
Steven Johnston is a financial advisor who has been in the industry since November 5, 2000. He is currently registered with Grove Point Investments, LLC and has been with the firm since January 25, 2011. Steven Johnston's experience in the industry includes previous roles with ING Financial Partners, Inc., ING Financial Advisers, LLC and National Planning Corporation. Steven Johnston holds the Series 6, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
01/25/2011 - Present
Grove Point Investments, LLC (GLENDALE AZ)
AZ
01/03/2011 - 02/02/2011
ING FINANCIAL PARTNERS, INC. (GLENDALE AZ)
AZ
10/10/2008 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (GLENDALE AZ)
AZ
11/06/2000 - 10/13/2008
NATIONAL PLANNING CORPORATION (TUCSON AZ)
BC
Issued 11/09/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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