Unclaimed
Steven Beckett is a securities professional with over a decade of experience in the financial services industry. Steven holds FINRA Series 7, Series 63 and SIE licenses. Steven is currently registered with Apollo Global Securities, LLC and Athene Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/20/2024 - Present
Apollo Global Securities, LLC (NEW YORK NY)
CA
07/29/2019 - 11/18/2021
GRIFFIN CAPITAL SECURITIES, LLC (IRVINE CA)
NE
06/26/2019 - 08/02/2019
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
CO
06/15/2017 - 05/15/2018
NORTHSTAR SECURITIES, LLC (GREENWOOD VILLAGE CO)
CA
07/08/2014 - 05/23/2017
KBS CAPITAL MARKETS GROUP LLC (NEWPORT BEACH CA)
TX
01/20/2012 - 08/01/2014
MOODY SECURITIES, LLC (HOUSTON TX)
CA
03/07/2011 - 12/08/2011
KBS CAPITAL MARKETS GROUP LLC (NEWPORT BEACH CA)
BC
Issued 03/17/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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