Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Holman King is a financial advisor with LPL Financial LLC. Steven has been in the industry since December 2, 1990. Steven holds the Series 3, 7, 24, 63, and 66 licenses. Steven has been registered with LPL Financial LLC since August 2003. Steven has also held previous positions with Wachovia Securities, LLC, Prudential Securities Incorporated, and Dean Witter Reynolds Inc.. Steven is currently registered in California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/10/2020 - Present
LPL Financial LLC (CARDIFF BY THE SEA CA)
MO
07/09/1998 - 09/11/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
10/27/1994 - 07/13/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
12/03/1990 - 10/26/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 07/31/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/16/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/27/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/1991
Series 3 - National Commodity Futures Examination
BC
Issued 11/30/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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