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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Herweyer is a financial advisor associated with LPL Financial LLC and has been in the industry since 2006. Steven is registered to provide investment advice and brokerage services in multiple states, including New York, Texas, and Virginia. Steven's prior experience includes roles at H. Beck, Inc., FSC Securities Corporation, and Invest Financial Corporation. He is a holder of the Series 63, Series 65, Series 7, and SIE exams and holds the Chartered Financial Consultant designation. Steven's areas of expertise include financial planning, portfolio management for individuals and businesses, and consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
11/26/2019 - Present
LPL Financial LLC (SCHENECTADY NY)
NY
01/06/2010 - 12/26/2019
H. BECK, INC. (SCHENECTADY NY)
NY
04/01/2009 - 12/31/2009
FSC SECURITIES CORPORATION (ALBANY NY)
NY
09/18/2006 - 03/20/2009
INVEST FINANCIAL CORPORATION (LATHAM NY)
IA
Issued 04/15/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/27/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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