Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Gendler is a financial professional with over 18 years of experience in the industry. Steven has held positions at both Alliance Financial Group, Inc. and Financial Counseling Corporation. Steven is currently registered with Rhodes Securities, Inc. and holds Series 7, 24, 63, 65, 99TO, and SIE licenses. Steven is registered in Arizona, California, Colorado, Florida, Iowa, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
04/17/2020 - Present
Rhodes Securities, Inc. (Dallas TX)
TX
04/19/2006 - 04/22/2020
ALLIANCE FINANCIAL GROUP, INC. (DALLAS TX)
TX
10/15/2004 - 04/11/2006
FINANCIAL COUNSELING CORPORATION (HOUSTON TX)
IA
Issued 01/16/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/04/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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