Unclaimed
Steven Henry Mages is a registered representative with BMO Capital Markets Corp. Steven has been in the securities industry since August 30, 2017 and holds the Series 7, Series 63, Series 79TO and SIE licenses. Steven has been registered in 26 states and is currently licensed in Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Indiana, Massachusetts, Michigan, Minnesota, Missouri, Nebraska, Nevada, New Jersey, New York, North Carolina, North Dakota, Ohio, Oregon, Pennsylvania, South Dakota, Texas, Virginia and Wisconsin. Steven was previously employed by PIMCO Investments LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Provision of securities trading ideas and research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees for securities trading ideas and research
1
2
NY
11/23/2018 - Present
BMO Capital Markets Corp. (New York NY)
NY
08/25/2017 - 11/16/2018
PIMCO INVESTMENTS LLC (NEW YORK NY)
BC
Issued 09/10/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/17/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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