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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Hefter is an investment advisor representative with Wells Fargo Advisors Financial Network, LLC. Steven has been in the industry since January 24, 1984. Steven is registered with the state of Illinois, New York, Texas, and Utah. Steven's office is located in Highland Park, Illinois. Steven also has branch office locations in New York City, New York, Park City, Utah, and Chicago, Illinois. Steven Hefter has a history of working with Wells Fargo Clearing Services, LLC, Morgan Stanley DW Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Goldman, Sachs & Co. Steven Hefter holds the Series 3, 5, 7, and 63 securities licenses, and the Series 65 investment advisor license. Steven's other business activities include The Canyons Resort, JustShir Investments, LP, Steve Hefter & Janice Hefter Family Foundation, Hef Corp, Trustee for HLM Capital LLC 401K/PSP, Co-Trustee for HLM Capital Cash Balance Plan DBP, HLM Capital LLC, and Co-Trustee for Father's Trust, and Co-Trustee for Mother's Trust.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
02/21/2023 - Present
Wells Fargo Advisors Financial Network, LLC (HIGHLAND PARK IL)
IL
02/02/2007 - 06/05/2019
WELLS FARGO CLEARING SERVICES, LLC (HIGHLAND PARK IL)
IL
01/25/1999 - 02/06/2007
MORGAN STANLEY DW INC. (RIVERWOODS IL)
NY
03/17/1995 - 01/26/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/25/1984 - 04/13/1995
GOLDMAN, SACHS & CO. (NEW YORK NY)
IA
Issued 08/25/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/1984
Series 5 - Interest Rate Options Examination
BC
Issued 02/17/1984
Series 3 - National Commodity Futures Examination
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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