Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Hayden Hafner is a financial advisor with Kestra Private Wealth Services, LLC. Steven has been in the financial services industry since 1996. Steven is a registered representative in Ohio and has a Series 6, Series 7, Series 63 and Series 65 license. Steven provides financial planning, pension consulting and portfolio management services to individuals, businesses, insurance companies, charitable organizations and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
07/09/2020 - Present
Kestra Private Wealth Services, LLC (Sandusky OH)
NJ
03/17/2015 - 07/09/2020
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
OH
07/05/2011 - 02/23/2015
LPL FINANCIAL LLC (SANDUSKY OH)
OH
11/17/2003 - 07/05/2011
UVEST FINANCIAL SERVICES GROUP, INC. (SANDUSKY OH)
PA
01/16/2003 - 11/17/2003
MID ATLANTIC CAPITAL CORPORATION (PITTSBURGH PA)
NY
05/31/2000 - 01/14/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/31/1997 - 05/31/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CT
10/08/1996 - 04/13/1998
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
IA
Issued 06/20/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1997
Series 7 - General Securities Representative Examination
BC
Issued 10/04/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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