Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Fischer is a financial advisor with Ameriprise Financial Services, LLC. Steven has been in the industry since 1992 and holds a Series 63, Series 7, Series 3 and Series 65 license. Steven provides financial planning and investment advice to a variety of clients, including individuals, businesses, trusts, estates, and retirement plans. Steven has been registered with Ameriprise Financial Services, LLC since 2009. Before that, Steven worked for a number of other firms, including Citigroup Global Markets Inc., Morgan Stanley DW Inc., NationsSecurities and Dean Witter Reynolds Inc. Steven is a registered investment advisor in the state of Ohio and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OH
12/16/2024 - Present
Ameriprise Financial Services, LLC (Dayton OH)
OH
04/17/2009 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (WASHINGTON TOWNSHIP OH)
OH
05/04/2001 - 05/05/2009
CITIGROUP GLOBAL MARKETS INC. (CENTERVILLE OH)
NY
07/09/1994 - 05/15/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
NA
06/10/1994 - 06/22/1994
NATIONSSECURITIES
NY
06/12/1992 - 06/08/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 09/01/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/19/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/1992
Series 3 - National Commodity Futures Examination
BC
Issued 06/11/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Steven Fischer is the right advisor for you? Invested Better is here to help.
