Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Harrison is a financial advisor with Pruco Securities, LLC. Steven has been in the industry since 2014. He has a Series 7, Series 63, and Series 66 licenses and holds an SIE. Steven specializes in investment management and financial planning for individuals, corporations, and trusts. His previous affiliations include Fifth Third Securities, Inc., LPL Financial LLC, and BMO Harris Financial Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Compensation from lpl enterprise, llc
1
2
IL
01/23/2023 - Present
Pruco Securities, LLC (ROSEMONT IL)
IL
10/18/2021 - 01/10/2023
FIFTH THIRD SECURITIES, INC. (MOKENA IL)
IL
03/24/2021 - 11/17/2021
LPL FINANCIAL LLC (CHICAGO IL)
IL
09/24/2018 - 03/24/2021
BMO HARRIS FINANCIAL ADVISORS, INC. (CHICAGO IL)
IL
07/17/2017 - 09/14/2017
LINCOLN INVESTMENT (LOMBARD IL)
IL
02/11/2015 - 04/11/2017
FIDELITY BROKERAGE SERVICES LLC (GENEVA IL)
MO
07/30/2014 - 10/14/2014
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 09/22/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/19/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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