Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Harold Thompson is an investment advisor representative with Edward Jones, based in CEDAR CITY, UT. Steven has been in the financial services industry since 1986 and has worked for Edward Jones since 1993. Steven holds a Series 6, 7, 63 and 65 license, as well as the SIE exam. Steven is a Chartered Financial Consultant. Steven has experience working with a variety of clients including individuals, high net worth individuals, corporations, partnerships, pension and profit sharing plans, and charitable organizations. Steven provides financial planning, pension consulting, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
UT
07/30/1997 - Present
Edward Jones (CEDAR CITY UT)
MA
09/16/1991 - 05/13/1993
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NJ
10/29/1986 - 09/16/1991
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 07/11/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/1993
Series 7 - General Securities Representative Examination
BC
Issued 10/28/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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