Unclaimed
Steven Harold Nigro is a financial professional with over 20 years of experience in the industry. Steven is currently registered with TAG Capital Partners, a firm that is not registered as an Investment Advisor, as a General Securities Principal and a Financial and Operations Principal. Steven's professional background includes prior roles at Ashland Securities, LLC, CUTTONE & CO., LLC, OPTIONS TRADING ASSOCIATES L.P., OTA LIMITED PARTNERSHIP, and OCWEN TRADING, INC. Steven holds a Series 63 license as well as Series 7, 99, and 79 licenses. Steven is registered in 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/24/2023 - Present
TAG Capital Partners (New York NY)
NY
04/03/2020 - 12/09/2022
ASHLAND SECURITIES, LLC (NEW YORK NY)
NY
01/17/2013 - 04/13/2020
CUTTONE & CO., LLC (NEW YORK NY)
NY
05/14/1992 - 02/20/1998
OPTIONS TRADING ASSOCIATES L.P. (PURCHASE NY)
NY
10/08/1990 - 03/26/1993
OTA LIMITED PARTNERSHIP (PURCHASE NY)
NA
11/16/1987 - 10/08/1990
OCWEN TRADING, INC.
BC
Issued 06/29/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2018
Series 24 - General Securities Principal Examination
BC
Issued 04/12/2013
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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