Unclaimed
Steven Harold Hixon is a financial advisor currently registered with Cetera Investment Advisers LLC. Steven has been in the industry since 2003 and has a broad range of experience. Steven is a licensed investment advisor representative, and holds Series 6, 7TO, 63, and 65 licenses. In addition to Cetera Investment Advisers, Steven has held previous positions with Cetera Financial Specialists LLC and Hochman & Baker Securities, Inc. Steven is also a tax and accounting professional, with experience in individual and business tax preparation, accounting, payroll, and sales tax.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
06/10/2005 - Present
Cetera Investment Advisers LLC (LOMBARD IL)
IL
06/30/2004 - 09/18/2019
CETERA FINANCIAL SPECIALISTS LLC (OAK LAWN IL)
CT
01/06/2003 - 06/30/2004
HOCHMAN & BAKER SECURITIES, INC. (STAMFORD CT)
IA
Issued 05/20/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/04/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/03/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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