Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Haag Riga is a financial advisor with over 30 years of experience in the financial services industry. Steven has been registered with Morgan Stanley since 2009, after previously working for UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and WM. C. Roney & Co. Steven is a Series 66 and Series 7 licensed professional and holds a Series 63 license. Steven is registered to offer investment advice in 24 states. Steven also owns and manages several real estate companies in the Bloomfield Hills area of Michigan.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MI
06/01/2009 - Present
Morgan Stanley (Birmingham MI)
MI
03/13/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BIRMINGHAM MI)
MI
05/19/1997 - 03/26/2009
UBS FINANCIAL SERVICES INC. (BIRMINGHAM MI)
NY
07/06/1983 - 05/13/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
11/24/1982 - 07/05/1983
WM. C. RONEY & CO.
BOTH
Issued 07/20/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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