Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Duchene is a financial advisor with Stifel, Nicolaus & Company, Inc. based in ST. LOUIS, MO. Steven has over 19 years of experience in the financial services industry. Steven is a registered representative in Missouri and holds the Series 4, 7, 24, 55, 63 and SIE licenses. Prior to joining Stifel, Nicolaus & Company, Inc. Steven was employed at DEALERWEB INC., TRADEWEB DIRECT LLC, TRADEWEB L.L.C, MINT BROKERS, BGC FINANCIAL, L.P., MADISON PROPRIETARY TRADING GROUP, LLC, and JEFFERIES & COMPANY, INC. Steven's specialties include investments, portfolio management, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
02/19/2019 - Present
Stifel, Nicolaus & Company, Inc. (ST. LOUIS MO)
NY
12/20/2016 - 02/12/2018
DEALERWEB INC. (NEW YORK NY)
NY
05/31/2016 - 02/12/2018
TRADEWEB DIRECT LLC (NEW YORK NY)
NY
01/12/2016 - 02/12/2018
TRADEWEB L.L.C (NEW YORK NY)
NY
05/05/2014 - 01/06/2016
MINT BROKERS (NEW YORK NY)
NY
03/01/2011 - 01/05/2016
BGC FINANCIAL, L.P. (NEW YORK NY)
NY
08/03/2009 - 05/12/2010
MADISON PROPRIETARY TRADING GROUP, LLC (NEW YORK NY)
NY
10/07/1998 - 06/29/2007
JEFFERIES & COMPANY, INC. (NEW YORK NY)
BC
Issued 06/15/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/01/2006
Series 4 - Registered Options Principal Examination
BC
Issued 10/31/2002
Series 24 - General Securities Principal Examination
BC
Issued 02/12/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/02/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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