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Steven Gustaf Carlson

B.b. Graham & Company, Inc.

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About Steven Gustaf Carlson

Steven Gustaf Carlson is an investment advisor representative with B.b. Graham & Company, Inc. Carlson has been in the securities industry since March 1992. Prior to joining B.b. Graham & Company, Inc., Carlson worked at CROWN CAPITAL SECURITIES, L.P. and BTS SECURITIES CORPORATION. Carlson holds the Series 6, Series 63, Series 26, Series 65, Series 99TO and SIE licenses. Carlson is registered to provide investment advice in Massachusetts.

Firm Information

Steven Carlson is currently registered with B.b. Graham & Company, Inc.. B.b. Graham & Company, Inc. is a California-based corporation founded in June 1996. The firm provides financial planning and investment advisory services to individuals, high-net-worth individuals, and other clients. They offer portfolio management services and are registered with the SEC and in all 50 states.
B.b. Graham & Company, Inc.

1700 W. KATELLA AVE.

ORANGE, CA 92867

$172.70M

Assets Under Management

Not reported

Total Clients

46

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Steven Carlson’s Registration & Firm History

MA

04/16/2024 - Present

B.b. Graham & Company, Inc. (FALMOUTH MA)

MA

07/26/2002 - 03/14/2024

CROWN CAPITAL SECURITIES, L.P. (FALMOUTH MA)

MA

03/09/1992 - 08/01/2002

BTS SECURITIES CORPORATION (LINCOLN MA)

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Licenses & Designations

IA

Issued 05/10/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/20/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/07/2003

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 03/22/2024

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/06/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Gustaf Carlson.
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