Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Gregory Stelmachowski is a financial professional with over 20 years of experience in the industry. Steven is currently registered with Alps Distributors, Inc. and holds Series 6, 7, and 63 licenses as well as the SIE exam. Steven has previously been registered with FORESIDE FUND SERVICES, LLC, RAFFERTY CAPITAL MARKETS, LLC and UMB DISTRIBUTION SERVICES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
09/09/2024 - Present
Alps Distributors, Inc. (DENVER CO)
WI
03/07/2022 - 09/09/2024
FORESIDE FUND SERVICES, LLC (Milwaukee WI)
NY
08/04/2016 - 03/07/2022
RAFFERTY CAPITAL MARKETS, LLC (GARDEN CITY NY)
WI
12/14/2000 - 06/20/2005
UMB DISTRIBUTION SERVICES, LLC (MILWAUKEE WI)
BC
Issued 01/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2016
Series 7 - General Securities Representative Examination
BC
Issued 12/13/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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