Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Rotello is an Investment Advisor Representative at Mosaic Family Wealth, a firm based in St. Louis, Missouri. Steven has been in the financial services industry since October 2000. Steven has held previous positions with UBS Financial Services Inc. and Wachovia Securities, LLC. Steven is a Certified Financial Planner and holds Series 7, Series 31 and Series 66 licenses. Steven has experience providing financial planning, portfolio management for individuals and businesses, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Credit, cash management, and insurance solutions
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Rev. sharing w/ frs and on eligible credit & cash mgmt solutions
1
2
MO
01/04/2022 - Present
Mosaic Family Wealth (ST. LOUIS MO)
CO
09/05/2008 - 11/27/2017
UBS FINANCIAL SERVICES INC. (DENVER CO)
CO
01/01/2008 - 09/19/2008
WACHOVIA SECURITIES, LLC (BROOMFIELD CO)
CO
10/05/2000 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BROOMFIELD CO)
BOTH
Issued 11/02/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 10/04/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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