Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Gregory Booth is a financial advisor with over 30 years of experience in the industry. Steven is currently registered with Robert W. Baird & Co. Inc. in Milwaukee, Wisconsin and Sarasota, Florida. Prior to joining Robert W. Baird & Co. Inc., Steven worked at MCADAMS WRIGHT RAGEN, INC. and KIDDER, PEABODY & CO. INCORPORATED. Steven holds FINRA Series 7, 24, 63, 79TO and 99TO licenses and the SIE designation. Steven has worked with a variety of clients including individuals, high net worth individuals, corporations, investment companies, charitable organizations, pension and profit-sharing plans, state or municipal government entities, and insurance companies. Steven's expertise includes financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
02/18/1994 - Present
Robert W. Baird & Co. Inc. (MILWAUKEE WI)
WA
08/01/2014 - 11/07/2014
MCADAMS WRIGHT RAGEN, INC. (SEATTLE WA)
NY
08/02/1991 - 03/03/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 11/17/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/23/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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