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Steven Gregory Baker

Lion Street Financial, LLC

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About Steven Gregory Baker

Steven Gregory Baker is a financial professional with Lion Street Financial, LLC. He has been in the industry since August 2021. His areas of expertise include General Securities Representative and Securities Industry Essentials. Steven Gregory Baker holds FINRA Series 7TO and SIE licenses.

Firm Information

Steven Baker is currently registered with Lion Street Financial, LLC. Lion Street Financial, LLC is a Limited Liability Company formed in January 2022 and is registered to provide advisory services in all 50 states, the District of Columbia, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Baker’s Registration & Firm History

TX

08/26/2021 - Present

Lion Street Financial, LLC (Austin TX)

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Licenses & Designations

BC

Issued 08/20/2021

Series 7TO - General Securities Representative Examination

BC

Issued 08/25/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Gregory Baker.
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