Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Helfer is a financial professional with over 30 years of experience in the industry. Steven is currently registered with Ameriprise Financial Services, LLC and is a Registered Representative in New Jersey. Steven's previous employment history includes Oppenheimer & Co. Inc., Josephthal & Co., Inc., and Montano Securities Corporation. Steven holds licenses for both securities and investment advisory services and has passed multiple securities exams, including Series 7, Series 63, Series 65, and Series 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
07/02/2024 - Present
Ameriprise Financial Services, LLC (Needham MA)
MA
01/02/2002 - 06/28/2024
OPPENHEIMER & CO. INC. (BOSTON MA)
NY
01/17/1994 - 01/02/2002
JOSEPHTHAL & CO., INC. (NEW YORK NY)
CA
09/27/1993 - 01/14/1994
MONTANO SECURITIES CORPORATION (ORANGE CA)
BOTH
Issued 05/24/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Steven Helfer is the right advisor for you? Invested Better is here to help.
