Unclaimed
Steven Johnston is a financial advisor with over 5 years of experience in the financial industry. Steven is currently registered with Fidelity Brokerage Services LLC. Steven is also registered to conduct business in 53 states. Steven holds the Series 6, Series 7TO, and SIE licenses. Steven has previously been registered with Equitable Advisors, LLC and NYLIFE Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
08/31/2021 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
FL
04/30/2021 - 07/27/2021
EQUITABLE ADVISORS, LLC (ORLANDO FL)
FL
08/30/2018 - 04/14/2021
NYLIFE SECURITIES LLC (JACKSONVILLE FL)
BC
Issued 08/17/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/27/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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