Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Carver is a financial advisor with LPL Financial LLC. Steven has been in the industry for over 20 years. Steven has been registered with the state of North Carolina since 2010 and has experience with a variety of financial services firms including New England Securities, Evergreen Investment Services, Inc., T. Rowe Price Investment Services, Inc., Prudential Securities Incorporated, MSI Financial Services, Inc., MML Investors Services, LLC, and Northern Lights Distributors, LLC. Steven has also passed several industry exams including Series 65, 63, 4, 24, 99TO, SIE, and 7. Steven works with a variety of client types including high-net-worth individuals, corporations or other businesses, individuals other than high-net-worth, and charitable organizations. Steven has a proven track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
05/30/2023 - Present
LPL Financial LLC (MATTHEWS NC)
NE
06/27/2018 - 04/04/2023
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
MA
03/25/2017 - 05/08/2018
MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)
NC
04/09/2010 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (CHARLOTTE NC)
NC
05/02/2014 - 01/02/2015
NEW ENGLAND SECURITIES (CHARLOTTE NC)
NC
09/21/2005 - 12/31/2009
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
MD
09/25/2002 - 09/02/2005
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
NY
09/04/2001 - 09/11/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 10/22/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/13/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2013
Series 4 - Registered Options Principal Examination
BC
Issued 07/17/2007
Series 24 - General Securities Principal Examination
BC
Issued 04/18/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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