Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Grabowski is a financial advisor with UBS Financial Services Inc. in Newtown, PA. He has over 40 years of experience in the financial services industry. Steven is a registered representative with FINRA and a licensed agent in Pennsylvania. He has passed the Series 63, 8, 7 and SIE examinations. He has worked at UBS since 2006. Before that, Steven was a financial advisor with Prudential Securities Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Steven specializes in providing financial advice to individuals, corporations, and other business entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
PA
09/09/1991 - Present
UBS Financial Services Inc. (NEWTOWN PA)
NY
02/28/1983 - 09/13/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
07/22/1980 - 03/17/1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 07/31/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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