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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Goldstein has over 40 years of experience in the financial services industry. Steven is currently registered with Morgan Stanley and is licensed to provide investment advice in 38 states and 2 provinces. Steven previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Investors Diversified Services, Inc. and IDS Life Insurance Company. Steven has earned the Series 7, Series 6, Series 31, Series 63 and Series 66 securities licenses. Steven is an active member of the financial services industry and is committed to providing clients with sound financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
01/09/2019 - Present
Morgan Stanley (Morristown NJ)
NJ
03/16/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MORRISTOWN NJ)
NJ
11/02/1981 - 03/17/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FLORHAM PARK NJ)
NA
11/10/1980 - 09/11/1981
IDS LIFE INSURANCE COMPANY
NA
11/10/1980 - 09/11/1981
INVESTORS DIVERSIFIED SERVICES, INC.
NA
11/10/1980 - 08/26/1981
IDS MARKETING CORPORATION
BOTH
Issued 02/27/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/05/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 10/17/1981
Series 7 - General Securities Representative Examination
BC
Issued 11/03/1980
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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