Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Girard Howie is a financial advisor with over 30 years of experience in the industry. Steven is currently registered with Axos Clearing LLC. Previously, Steven has worked with a number of other firms, including CONCEPT CAPITAL MARKETS, LLC, RODMAN & RENSHAW, LLC, HUDSON SECURITIES, INC., and MULTITRADE SECURITIES LLC. Steven holds several industry licenses, including Series 7, Series 53, Series 63, Series 79TO, Series 99TO, and SIE. Steven is registered in several states, including California, Florida, Louisiana, Nebraska, New Jersey, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
10/15/2013 - Present
Axos Clearing LLC (Edison NJ)
NJ
09/04/2012 - 07/12/2013
CONCEPT CAPITAL MARKETS, LLC (SHREWSBURY NJ)
NJ
05/26/2011 - 07/25/2012
RODMAN & RENSHAW, LLC (TINTON FALLS NJ)
NJ
10/04/2010 - 05/27/2011
HUDSON SECURITIES,INC. (TINTON FALLS NJ)
NY
01/16/2008 - 08/19/2010
MULTITRADE SECURITIES LLC (NEW YORK NY)
NY
01/08/2008 - 08/18/2010
LIGHTHOUSE FINANCIAL GROUP, LLC (NEW YORK NY)
NY
07/10/2006 - 05/03/2007
MESIROW FINANCIAL, INC. (NEW YORK NY)
NY
10/22/2002 - 07/14/2006
CARLIN EQUITIES, LLC (NEW YORK NY)
NY
05/08/2002 - 11/04/2002
ORMES CAPITAL MARKETS, INC. (NEW YORK NY)
NY
03/09/2001 - 05/08/2002
WALL STREET ACCESS (NEW YORK NY)
NY
01/08/1999 - 03/12/2001
INVESTEC ERNST & COMPANY (NEW YORK NY)
NY
01/01/1997 - 01/19/1999
STUART, COLEMAN & CO., INC. (NEW YORK NY)
NY
01/30/1994 - 05/21/1996
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NA
05/13/1993 - 01/01/1994
REICH & CO., INC.
NY
09/03/1985 - 11/15/1990
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (NEW YORK NY)
NA
09/14/1984 - 09/09/1985
HERZFELD & STERN INC.
BC
Issued 04/03/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/21/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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