Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Johnson is a financial advisor who has been in the industry since May 24, 2000. Currently, Steven is registered with Raymond James Financial Services Advisors, Inc. in Cornelius, North Carolina. Steven has previously worked at MORGAN STANLEY SMITH BARNEY and CITIGROUP GLOBAL MARKETS INC.. Steven is a registered investment advisor in Alabama, Arizona, California, Colorado, Florida, Georgia, Kentucky, Missouri, North Carolina, Ohio, Oklahoma, Pennsylvania, South Carolina, Tennessee, Virginia and Wisconsin. Steven has passed the Series 63, Series 65, Series 7, Series 9, Series 10, and SIE exams. Steven offers a range of services including financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NC
09/21/2009 - Present
Raymond James Financial Services Advisors, Inc. (CORNELIUS NC)
NC
06/01/2009 - 09/21/2009
MORGAN STANLEY SMITH BARNEY (CHARLOTTE NC)
NC
05/25/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CHARLOTTE NC)
IA
Issued 06/09/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/31/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/29/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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