Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Gerard Wortmann is a financial advisor with over 19 years of experience in the industry. Steven is currently registered with LPL Financial LLC. Steven has experience providing financial advice to individuals, corporations, charitable organizations, and pension and profit-sharing plans. Steven is a Series 6, 7, 63, and 65 licensed professional. Steven has previously worked with Cetera Investment Services LLC, Infinex Investments, Inc., J.P. Morgan Securities LLC, Jackson National Life Distributors LLC, and NYLife Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
PA
01/25/2024 - Present
LPL Financial LLC (NEW SEWICKLEY TWP PA)
PA
08/04/2021 - 01/25/2024
CETERA INVESTMENT SERVICES LLC (FREEDOM PA)
PA
03/04/2020 - 05/24/2021
INFINEX INVESTMENTS, INC. (Pittsburgh PA)
NY
08/28/2019 - 02/13/2020
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
PA
06/25/2018 - 08/08/2019
LPL FINANCIAL LLC (PITTSBURGH PA)
CO
02/28/2007 - 04/13/2018
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
KS
12/07/2004 - 02/20/2007
NYLIFE SECURITIES LLC (WICHITA KS)
WI
07/17/2001 - 06/27/2002
INVEST FINANCIAL CORPORATION (APPLETON WI)
IA
Issued 07/03/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/15/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2018
Series 7 - General Securities Representative Examination
BC
Issued 07/16/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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