Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Gerard Victor is a registered investment advisor with Wells Fargo Clearing Services, LLC. Steven has been in the financial services industry since 1990 and has held positions at several firms, including Morgan Stanley, Citigroup Global Markets Inc. and CitiCorp Investment Services. Steven holds several industry licenses and certifications, including Series 7, 9, 10, 24, 52TO, 63 and 65. Steven provides financial planning, portfolio management and investment consulting services to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/01/2022 - Present
Wells Fargo Clearing Services, LLC (SAN FRANCISCO CA)
CA
06/19/2020 - 11/01/2022
MORGAN STANLEY (San Francisco CA)
CA
05/29/2007 - 12/18/2019
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
CA
03/07/1998 - 05/29/2007
CITICORP INVESTMENT SERVICES (SAN FRANCISCO CA)
NY
06/01/1992 - 05/31/1996
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NA
09/15/1988 - 06/01/1992
CITICORP FINANCIAL SERVICES,INC.
NA
05/31/1989 - 04/15/1991
LANDMARK BROKERAGE SERVICES, INC.
IA
Issued 12/07/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/07/1994
Series 24 - General Securities Principal Examination
BC
Issued 06/21/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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