Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Gerard Phipps is a registered representative with LPL Financial LLC and has been in the industry since January 31, 2016. Phipps is also a registered investment advisor representative. Phipps has a Series 7, Series 66 and SIE licenses and has been registered with the state of Wisconsin since July 13, 2018. Phipps was previously registered with Woodbury Financial Services, Inc. Phipps provides a variety of services to clients including financial planning, portfolio management for businesses and individuals, and pension consulting. Phipps is committed to providing personalized service and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
07/13/2018 - Present
LPL Financial LLC (NEENAH WI)
WI
02/01/2016 - 07/18/2018
WOODBURY FINANCIAL SERVICES, INC. (NEENAH WI)
BOTH
Issued 03/28/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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