Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Gerard Noonan is a financial advisor currently registered with Equitable Distributors, LLC, with a branch office in Charlotte, NC. Steven has been working in the financial services industry since September 11, 1990. Previously, Steven worked at Crossroads Capital Distributors, LLC, MetLife Investors Distribution Company, Planco Financial Services, Inc., NYLife Distributors Inc., National Securities Corporation, Prudential Securities Incorporated, Dean Witter Reynolds Inc., and Lehman Brothers Inc. Steven holds Series 63, 65, 7 and SIE licenses. Steven has a total of 10 years of experience with Equitable Distributors, LLC, Crossroads Capital Distributors, LLC, MetLife Investors Distribution Company, Planco Financial Services, Inc., NYLife Distributors Inc., National Securities Corporation, Prudential Securities Incorporated, Dean Witter Reynolds Inc., and Lehman Brothers Inc. Steven has been registered in the following states: Alaska, California, Hawaii, Montana, New Mexico, Oregon, Texas, and Washington. Steven is licensed and registered to offer investment products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
03/30/2017 - Present
Equitable Distributors, LLC (Charlotte NC)
CA
02/16/2015 - 03/22/2017
CROSSROADS CAPITAL DISTRIBUTORS, LLC (NEWPORT BEACH CA)
WI
12/11/2004 - 03/11/2014
METLIFE INVESTORS DISTRIBUTION COMPANY (SPRING GREEN WI)
CA
06/23/2004 - 12/11/2004
METLIFE INVESTORS DISTRIBUTION COMPANY (NEWPORT BEACH CA)
CT
01/13/2003 - 06/15/2004
PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)
NJ
08/13/2001 - 11/05/2002
NYLIFE DISTRIBUTORS INC. (JERSEY CITY NJ)
FL
07/11/1995 - 04/17/2001
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
NY
03/09/1992 - 07/14/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
01/28/1991 - 03/10/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
03/21/1989 - 02/21/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 04/22/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/06/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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